Brantley Capital Management and its principals Robert Pinkas and Tab Keplinger are the subject of an SEC Fair Fund distribution covering investors who purchased Brantley Capital Corp. common stock between March 31, 2003, and October 24, 2005, and suffered a net recognized loss under the distribution plan. A final disbursement of $835,235.00 was ordered from the approximately $960,000 distribution fund. The claim deadline for this matter closed on December 11, 2013; this record is available for historical reference.