Centaurus Financial settlements

Centaurus Financial, along with Ricky A. Mantei and Atul Makharia, is the subject of an SEC Fair Fund settlement covering investors who purchased or acquired Variable Interest Rate Structured Products (VRSPs) from Centaurus Financial between June 1, 2016 and July 31, 2019. Investors with a Recognized Loss of at least $10.00 may be eligible to receive a distribution from the approved Fair Fund. The verified claim deadline was July 7, 2025, and proof documentation was required; check the official claim record for current distribution status.

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Antitrust

Centaurus Financial, Inc., Ricky A Mantei, and Atul Makharia

Centaurus Financial and two of its advisers settled SEC charges tied to risky structured products sold to retail investors. If you bought these products through Centaurus between mid-2016 and mid-2019 and lost money, there's a fund set up specifically to pay you back.

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Jul 7, 2025

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