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Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock Settlement defendant
Evidence-verified Closed Dec 8, 2017 Proof needed

Every dollar amount and date on this page is quoted from the official settlement document.

Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock

This settlement is closed. The claim deadline was December 8, 2017. It’s listed here for reference — the claim window has closed. Browse settlements open for claims →

The SEC sued AIMSI Technologies insiders for securities violations and created a fund for investors who bought the stock in mid-2004 and lost money. The claim deadline has passed, but the case is documented here for reference.

Official eligibility wording

Purchased AIMSI Technologies Inc. common stock between July 1, 2004 and December 14, 2004, inclusive, and suffered a Recognized Loss of at least $10.00 per the Plan of Allocation. Checked against the official settlement source by SettleSignal on June 17, 2026.

Key facts

  • Who may qualify You purchased AIMSI Technologies Inc. common stock between July 1, 2004 and December 14, 2004 (inclusive), and your Recognized Loss under the Plan of Allocation was at least $10.00.
  • Estimated payoutApproximately $1.2 million in disgorgement, prejudgment interest and civil monetary penalties available for distribution
  • Claim deadlineDecember 8, 2017 (closed)
  • Proof requiredYes
  • What you needProof was required: claimants had to document their AIMSI Technologies stock purchases during the class period and show a Recognized Loss of at least $10.00 per the Plan of Allocation.
  • CourtUnited States District Court Southern District of New York

How hard is this claim to file?

If you bought AIMSI Technologies stock during the class period and your calculated loss was at least $10.00 under the Plan of Allocation, you had to mail in a signed Proof of Claim form to get paid — nothing went out automatically. Check whether the deadline has already passed before doing anything else.

Documents you'll need

Watch out for

  • The filing deadline is 11:59 p.m. on December 8, 2017 — if that date has passed, the fund window is closed and late claims will not be accepted.
  • Only purchases of AIMSI Technologies Inc. common stock count; your loss must hit at least $10.00 under the Plan of Allocation or you will be excluded.
  • Use only the official site (http://www.AIMSITechnologiesDistributionFund.com) and the official P.O. Box address. This is a small, low-profile fund — scam lookalikes are possible.
  • This is an SEC enforcement Fair Fund, not a private class action. The distribution follows a Court-approved Plan of Allocation, which the notice does not describe in full detail.

We prepare — you file on the official site yourself. This is not legal advice and is not an eligibility decision; the administrator and court decide.

Verify it yourself

How we verified this record

How we verify records →

Verification in progress 7 / 8 fields checked against the official settlement website on June 17, 2026
  • Claim deadline
  • Payout details
  • Eligibility
  • Proof requirement
  • Administrator
  • Court case
  • Payment status
  • 1 field queued for re-check

1 official source linked to this record.

Every check below was verified against the official settlement website on June 17, 2026.

  • Claim deadline

    December 8, 2017

    Claim forms must be postmarked no later than 11:59 p.m. on December 8, 2017.
  • Proof requirement

    Yes

  • Payment status

    Distribution complete

    Claim forms must be postmarked no later than 11:59 p.m. on December 8, 2017.
  • Estimated payout

    Approximately $1.2 million in disgorgement, prejudgment interest and civil monetary penalties available for distribution

  • Administrator

    Analytics Consulting LLC

Show all 5 more verified fields
  • Class period start

    July 1, 2004

  • Class period end

    December 14, 2004

  • Court

    United States District Court Southern District of New York

  • Court case number

    05-CV-04724

  • Case name

    SEC v. AIMSI Technologies, Inc., et al.

Where to act

No public claim form

The claim deadline (Dec 08, 2017) has passed — this settlement is closed to new claims. Listed for reference.

SettleSignal summary card for Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock — $1.2M, claim by December 8, 2017. Accepted official evidence on file.