BioXcel Therapeutics $9.75M Class Action Settlement

1. Confirm you purchased or acquired BioXcel Therapeutics Inc. common stock (CUSIP 09075P204) between March 9, 2023, and June 28, 2023.
2. Gather your brokerage records showing shares held as of the close of trading on March 8, 2023, all trade dates and prices through June 28, 2023, and shares held as of the close of trading on June 28, 2023.
3. File your Proof of Claim and Release Form online at bioxcelsecuritiessettlement.com/file-a-claim/ or download, complete, and mail the PDF claim form to the settlement administrator before the claim deadline.
4. If filing by mail, send to: Hills et al. v. BioXcel Therapeutics Inc., et al., c/o Strategic Claims Services, 600 N. Jackson St., Suite 205, P.O. Box 230, Media, PA 19063.
5. If you are filing on behalf of another person (estate, trust, minor), include proof of your authority to act.

What the form asks

• — Your SSN (individuals) or EIN/TIN (entities) (Your tax documents or brokerage account records)
• — Number of BioXcel common shares you held at the end of trading the day before the class period began (Brokerage account statement for March 8, 2023)
• — Date of each buy or sell transaction during the class period (Broker confirmation slips or account statements)
• — Share quantity for each individual transaction (Broker confirmation slip for each trade)
• — Per-share price and total dollar value for each transaction (Broker confirmation slip for each trade)
• — Number of BioXcel common shares you held at end of trading on the last day of the class period (Brokerage account statement for June 28, 2023)

Documents you'll need

Watch out for

• All joint purchasers must sign the claim form — a missing co-owner signature can void the claim.
• Executors, administrators, guardians, conservators, and trustees must attach proof of authority when filing on behalf of others.
• Shares bought and sold entirely before June 29, 2023, have a recognized loss of zero and will generate no payout.
• Class members whose calculated payment falls below a minimum threshold will not receive a payout.
• Payout is pro rata and depends on the total number of valid claims submitted — actual recovery may be higher or lower than the estimated average.