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Closed & past class action settlements
Each record shows whether official evidence is accepted, linked, or under review. Browse all 831, or filter to what fits you.
472 results · page 10/10
Bofi
BofI Holding (now Axos Financial) was sued by investors after a whistleblower alleged the online bank concealed regulatory and lending problems, and the case settled for a $14,100,000 fund covering stock, call options, and put options traded between September 4, 2013 and October 13, 2015. Attorneys' fees, litigation costs, and administration costs were deducted before the remainder went to investors who filed claims. The claim deadline passed in November 2022, closing the case.
Who qualifies: Investors who traded BofI Holding stock or options in 2013-2015
Intrusion
Intrusion, Inc. settled a securities class action for $3,250,000 over claims that the company made misleading statements to investors. The case covered people who bought Intrusion common stock between October 14, 2020 and August 26, 2021 and sustained losses. The claims-filing deadline closed October 31, 2022.
Who qualifies: Investors who bought Intrusion, Inc. stock in 2020 and 2021
AJR Trucking Wage & Hour Settlement
This California wage-and-hour class action against AJR Trucking has already concluded. The deadlines to opt out, object, or respond passed in September 2022 and the court granted final approval, so it is no longer open to new participation.
Libertyoilfield
Liberty Oilfield Services Inc. faced securities litigation covering investors who purchased or acquired its common stock traceable to its January 11, 2018 IPO through April 3, 2020. The company agreed to a $3.9 million settlement fund, though shares sold at or above the $17 IPO price were not eligible for recovery. The claim filing window closed September 16, 2022.
Who qualifies: Investors who bought Liberty Oilfield Services stock tied to its 2018 IPO
$20M Flushable Wipes Class Action Settlement Moves Forward
Kimberly-Clark reached a $20 million class action settlement over its Cottonelle, Scott, Huggies Pull-Ups, Poise, and Kotex flushable wipes, covering US buyers from February 21, 2008 through May 19, 2022. Payouts ranged from $0.70 per package without proof of purchase up to $1.10 per package with proof. The claim filing window closed in 2022.
Who qualifies: US households that bought Kimberly-Clark flushable wipes, 2008-2022
Mesoblast
Mesoblast Limited settled a securities class action covering investors who purchased its American Depositary Shares between December 13, 2018 and October 2, 2020. The settlement provided $2,000,000 in cash to the class. The claim-filing window closed in 2022.
Who qualifies: Investors who bought Mesoblast ADS, Dec 2018-Oct 2020
Trr
The RealReal (TRR) settled a securities fraud class action covering investors who purchased its common stock between June 27, 2019 and November 20, 2019. The court approved an $11,000,000 settlement fund for the class. The claim-filing window closed in 2022.
Who qualifies: Investors who bought The RealReal (TRR) stock in mid-to-late 2019
Select Cannabis Mislabeling Settlement (Cura Partners)
This Oregon class action over mislabeled Select brand cannabis products has closed. The claim deadline of April 29, 2022 has passed, so new claims can no longer be submitted.
Indivior
Indivior PLC, maker of the opioid-addiction treatment Suboxone Film, settled a securities class action alleging the company made misleading statements to investors. The company agreed to pay $2 million into a fund for shareholders who bought Indivior securities between March 10, 2015 and April 9, 2019. The claim filing window closed in December 2021.
Who qualifies: Indivior shareholders who bought securities during the 2015–2019 class period
AR Capital, LLC, Nicholas S. Schorsch, and Brian S. Block
If you bought American Realty Capital Properties (ARCP) stock between February 2013 and October 2014, there's a settlement fund set up to repay investors harmed by the accounting fraud at AR Capital. A minimum $10.00 payment per eligible claimant is guaranteed.
Who qualifies: Retail or institutional investors who held ARCP stock through the October 2014 accounting…
Grays Harbor Community Hospital Fee Settlement
This settlement closed on October 24, 2021. It covered people who paid money to Hunter Donaldson or Grays Harbor Community Hospital related to allegedly defective medical lien notices, or whose personal injury settlement funds were held in trust, or who had satisfied or expired medical liens still on record without a release. The $750,000 settlement resolved a lawsuit filed in Pierce County Superior Court in Washington State.
Who qualifies: This settlement was for Washington State residents who dealt with medical liens from…
ChinaCache International Antitrust Settlement
Investors who bought ChinaCache International Holdings American Depositary Shares between April 2015 and May 2019 are part of a $1,800,000 class action settlement. If you held those shares during that window, you could get a piece of the fund.
Who qualifies: Retail or institutional investors who held ChinaCache ADS between April 2015 and May 2019…
Pacific Pie Settlement
The Pratt v. Pacific Pie, Inc. class action settlement in Spokane County, Washington has concluded and its claim deadline has passed.
Devon Energy Corporation Settlement
This settlement in Price v. Devon Energy Corporation has closed — the deadline to submit a consent and release form passed in 2021, so new claims are no longer being accepted.
Sandoval401k
Participants in the Novitex Enterprise Solutions Retirement Savings Plan settled an ERISA lawsuit alleging the plan's overseers failed in their fiduciary duties. Novitex and related defendants agreed to pay $750,000 to the class, split among affected plan participants after fees and administrative costs. The claim-filing window closed in 2021.
Who qualifies: Novitex 401k retirement plan participants, 2014-2018
Horsehead Settlement
Horsehead Holding Corp. investors who bought securities between February 2014 and February 2016 are covered by a $14.75 million class action settlement. If you held Horsehead stock or notes during that window, you could be owed a payment.
Who qualifies: Retail or institutional investors who bought Horsehead Holding Corp. stock or notes…
Terraza401k
Safeway Inc. and its 401(k) plan administrator, Aon, settled an ERISA lawsuit alleging the retirement plan was mismanaged and charged excessive fees to participants. The settlement fund included $500,000 contributed by Aon, along with amounts from the Safeway defendants, reduced by court-approved attorneys' fees and administrative costs. The claim filing window closed on February 26, 2021.
Who qualifies: Safeway 401(k) Plan participants, 2010–2016
Apyx Medical Antitrust Settlement
Apyx Medical Corp. agreed to pay $3 million to settle a shareholder securities class action covering investors who purchased its common stock or call options, or wrote put options, between December 21, 2018 and April 1, 2019. The case, Pritchard v. Apyx Medical Corp., et al., was heard in the U.S. District Court for the Middle District of Florida. The claim filing window has closed.
Who qualifies: Investors who traded Apyx Medical stock or options in 2018-2019
Silver Wheaton Corp Litigation
Silver Wheaton Corp. (now Wheaton Precious Metals Corp.) faced securities litigation covering investors who purchased its securities on a US exchange or in domestic transactions between March 30, 2011 and July 6, 2015. The company agreed to a $41.5 million cash settlement fund. The claim filing window closed June 13, 2020.
Who qualifies: Investors who held Silver Wheaton Corp. securities between 2011 and 2015
Allegiant
Allegiant Travel Company was the subject of a securities class action covering investors who purchased or acquired its securities between June 8, 2015 and May 9, 2018. The company agreed to a $4 million settlement fund. The claim filing window closed in April 2020.
Who qualifies: Investors who held Allegiant Travel Company securities, 2015-2018
Bruce D. Strebinger and Brent Howard Chapman
Shareholders of Americas Energy Company (AECo) — formerly Trend Technology Corporation — who held stock between September 2009 and September 2010 were covered by this settlement. The claim filing window has closed.
Who qualifies: Retail investors who owned AECo or Trend Technology Corporation stock during 2009–2010.
Globaldigital
Global Digital Solutions settled a securities fraud lawsuit covering investors who purchased its publicly traded stock between October 8, 2013 and August 11, 2016. The $595,000 settlement fund has already been distributed to eligible class members in two rounds of payments. The claim-filing window closed in 2019.
Who qualifies: Investors who bought Global Digital Solutions stock, 2013-2016
Alibaba
Alibaba Group and several executives settled a securities class action accusing them of making misleading statements in the registration materials for Alibaba's 2014 IPO. The company agreed to pay $250 million into a fund for investors who bought Alibaba shares, call options, or sold put options between September 19, 2014 and January 28, 2015. The claim filing window closed years ago, and the fund has already been distributed.
Who qualifies: Alibaba ADS or options traders during the 2014–2015 class period
Mariner Finance Fee Settlement
Mariner Finance was accused of violating Maryland law by failing to disclose refinancing charges within interest rates on promissory notes and improperly retaining insurance charges. The company agreed to a $1.5 million settlement without admitting wrongdoing. The claim filing window closed March 17, 2019.
Who qualifies: Maryland borrowers charged undisclosed refinancing or insurance fees by Mariner Finance
Erba
ERBA Diagnostics settled a securities fraud lawsuit covering investors who bought its stock on the NYSE between June 14, 2013 and November 20, 2015. The $1,215,000 settlement paid an average gross recovery of about $0.17 per share, roughly $0.11 after fees and expenses. The claim-filing window closed in 2018.
Who qualifies: Investors who bought ERBA Diagnostics stock, June 2013-Nov 2015
Bank of America, N.A., Banc of America Mortgage Securities, Inc., and Merrill Lynch, Pierce, Fenner &Smith, Inc. f/k/a Banc of America Securities LLC
Bank of America and Merrill Lynch settled government claims tied to mortgage-backed securities sold in 2008. If you held BOAMS 2008-A Trust certificates as of March 20, 2008, you were potentially in line for a share of the recovery.
Who qualifies: Investors who held BOAMS 2008-A mortgage-backed certificates in early 2008 and want to…
Nuvasive
NuVasive shareholders who bought stock between October 22, 2008 and July 30, 2013 are covered by a $7.9 million class-action settlement. If you held NuVasive securities during that window, you could have a claim.
Who qualifies: Retail or institutional investors who bought NuVasive stock during the class period and…
Orthofixsec
Orthofix International settled a securities case that resulted in a court-supervised Fair Fund for eligible investors, with a second distribution already sent to claimants. Investors who had already submitted a claim did not need to resubmit — their existing claim and transaction information determined eligibility. The claims-filing deadline closed October 22, 2018.
Who qualifies: Orthofix investors from the underlying securities case
Burlington County Class Action
Burlington County, New Jersey agreed to a $2,700,000 settlement resolving claims that people admitted to its correctional facility on minor, non-indictable charges were strip searched without reasonable cause. Eligible claimants could recover up to $400 each. The claim-filing window closed in 2018.
Who qualifies: People strip searched at Burlington County Jail on minor charges, 2006-2013
Alliancemma
Alliance MMA, Inc. settled a securities class action for $1,550,000 over claims that its 2016 IPO documents contained material misstatements. The case covered investors who bought Alliance MMA common stock in the IPO or through shares traceable to the IPO registration statement between October 6, 2016 and April 12, 2017. The claims-filing deadline closed September 11, 2018, and the case is now complete.
Who qualifies: Investors who bought Alliance MMA stock around its 2016 IPO
Fortwashington
Friendly's restaurant operators settled a wage lawsuit brought by tipped servers who worked at the Fort Washington or Norristown, Pennsylvania locations between January 12, 2014 and January 15, 2017. The servers alleged they weren't properly notified about the tip credit applied to their wages. The company agreed to pay $121,836 to roughly 122 class members, and the claim filing window closed back in 2018.
Who qualifies: Tipped servers at two Pennsylvania Friendly's locations, 2014–2017
Kalobios
KaloBios Pharmaceuticals investors reached a securities settlement with defendant Martin Shkreli, resolving claims from shareholders who bought or acquired KaloBios stock between November 19, 2015 and December 16, 2015. The recovery totaled $3,000,000 in cash plus $254,722.73 in proceeds from stock sold under an earlier partial settlement. The claim filing window has closed.
Who qualifies: Investors who held KaloBios Pharmaceuticals stock in late 2015
Idreamsky
iDreamSky Technology Limited settled a securities class action for $4.15 million, resolving claims that investors were misled between August 2014 and March 2015. The settlement covered purchasers of iDreamSky American Depositary Shares during that period. The claim filing window closed March 20, 2018.
Who qualifies: Investors who bought iDreamSky ADS, 2014-2015
Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock
The SEC sued AIMSI Technologies insiders for securities violations and created a fund for investors who bought the stock in mid-2004 and lost money. The claim deadline has passed, but the case is documented here for reference.
Who qualifies: Retail or institutional investors who held AIMSI Technologies stock during the mid-2004…
Hortonworks
Hortonworks settled a securities fraud lawsuit alleging the company and certain officers and directors misled shareholders. The $1,100,000 settlement fund covered investors who bought or acquired Hortonworks stock between August 5, 2015 and January 15, 2016. The claim-filing window closed in 2017.
Who qualifies: Investors who bought Hortonworks stock, Aug 2015-Jan 2016
AgFeed Industries, Inc., Songyan Li, Junhong Xiong, Selina Jin, Shaobo Ouyang, K. Ivan Gothner and Edward Pazdro
AgFeed Industries and its executives were hit with an $18,000,000.00 disgorgement judgment over securities fraud. If you bought AgFeed common stock between March 14, 2008 and December 19, 2011 and lost money, you may have a claim against that fund.
Who qualifies: Anyone who bought AgFeed Industries shares during the class period and came out with a…
Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger
Investors who lost money on Brantley Capital Corp. stock between 2003 and 2005 were eligible to share in a $835,235.00 distribution ordered by a federal court. This was an SEC enforcement action — the money came from a judgment against former management, not a voluntary settlement.
Who qualifies: Former retail or institutional investors who held Brantley Capital Corp. stock and took a…
Seapinessettlement
Several Sea Pines-area real estate brokerages settled an antitrust class action over commissions charged on home sales in the local Multiple Listing Service area. The case covered anyone who purchased real estate brokerage services from the named defendants between January 14, 2006 and September 17, 2007. The claim filing window closed back in 2013.
Who qualifies: Home sellers who used Sea Pines-area brokerages, 2006–2007
Dvi Inc Fifth Settlement
DVI Inc faced a fifth settlement in an ongoing securities case, following four earlier DVI settlements. Anyone who had already filed a valid claim in one of the first four settlements was automatically eligible for this one without filing again. The claim filing window closed August 31, 2011.
Who qualifies: DVI investors who had already filed claims in earlier DVI settlements
Allaire Corporation
Allaire Corporation, the web-software maker later absorbed into Macromedia, was sued by investors who said the company misled them about its business, and the case ended in a $12,026,000 settlement, plus interest, for people who bought its stock. The class covered purchases made between December 7, 1999 and September 18, 2000. The claim-filing deadline passed in December 2003, and the case is closed.
Who qualifies: Investors who bought Allaire stock in late 1999 or 2000
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