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Closed & past class action settlements
Each record shows whether official evidence is accepted, linked, or under review. Browse all 897, or filter to what fits you.
583 results · page 13/13
Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock
The SEC sued AIMSI Technologies insiders for securities violations and created a fund for investors who bought the stock in mid-2004 and lost money. The claim deadline has passed, but the case is documented here for reference.
Who qualifies: Retail or institutional investors who held AIMSI Technologies stock during the mid-2004…
Hortonworks
Hortonworks settled a securities fraud lawsuit alleging the company and certain officers and directors misled shareholders. The $1,100,000 settlement fund covered investors who bought or acquired Hortonworks stock between August 5, 2015 and January 15, 2016. The claim-filing window closed in 2017.
Who qualifies: Investors who bought Hortonworks stock, Aug 2015-Jan 2016
AgFeed Industries, Inc., Songyan Li, Junhong Xiong, Selina Jin, Shaobo Ouyang, K. Ivan Gothner and Edward Pazdro
AgFeed Industries and its executives were hit with an $18,000,000.00 disgorgement judgment over securities fraud. If you bought AgFeed common stock between March 14, 2008 and December 19, 2011 and lost money, you may have a claim against that fund.
Who qualifies: Anyone who bought AgFeed Industries shares during the class period and came out with a…
Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger
Investors who lost money on Brantley Capital Corp. stock between 2003 and 2005 were eligible to share in a $835,235.00 distribution ordered by a federal court. This was an SEC enforcement action — the money came from a judgment against former management, not a voluntary settlement.
Who qualifies: Former retail or institutional investors who held Brantley Capital Corp. stock and took a…
Seapinessettlement
Several Sea Pines-area real estate brokerages settled an antitrust class action over commissions charged on home sales in the local Multiple Listing Service area. The case covered anyone who purchased real estate brokerage services from the named defendants between January 14, 2006 and September 17, 2007. The claim filing window closed back in 2013.
Who qualifies: Home sellers who used Sea Pines-area brokerages, 2006–2007
Dvi Inc Fifth Settlement
DVI Inc faced a fifth settlement in an ongoing securities case, following four earlier DVI settlements. Anyone who had already filed a valid claim in one of the first four settlements was automatically eligible for this one without filing again. The claim filing window closed August 31, 2011.
Who qualifies: DVI investors who had already filed claims in earlier DVI settlements
Allaire Corporation
Allaire Corporation, the web-software maker later absorbed into Macromedia, was sued by investors who said the company misled them about its business, and the case ended in a $12,026,000 settlement, plus interest, for people who bought its stock. The class covered purchases made between December 7, 1999 and September 18, 2000. The claim-filing deadline passed in December 2003, and the case is closed.
Who qualifies: Investors who bought Allaire stock in late 1999 or 2000
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