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U.S. settlements, published with evidence status.
Each record shows whether official evidence is accepted, linked, or under review. Browse all 831, or filter to what fits you.
831 results · page 18/18
Bank of America, N.A., Banc of America Mortgage Securities, Inc., and Merrill Lynch, Pierce, Fenner &Smith, Inc. f/k/a Banc of America Securities LLC
Bank of America and Merrill Lynch settled government claims tied to mortgage-backed securities sold in 2008. If you held BOAMS 2008-A Trust certificates as of March 20, 2008, you were potentially in line for a share of the recovery.
Who qualifies: Investors who held BOAMS 2008-A mortgage-backed certificates in early 2008 and want to…
Nuvasive
NuVasive shareholders who bought stock between October 22, 2008 and July 30, 2013 are covered by a $7.9 million class-action settlement. If you held NuVasive securities during that window, you could have a claim.
Who qualifies: Retail or institutional investors who bought NuVasive stock during the class period and…
Orthofixsec
Orthofix International settled a securities case that resulted in a court-supervised Fair Fund for eligible investors, with a second distribution already sent to claimants. Investors who had already submitted a claim did not need to resubmit — their existing claim and transaction information determined eligibility. The claims-filing deadline closed October 22, 2018.
Who qualifies: Orthofix investors from the underlying securities case
Burlington County Class Action
Burlington County, New Jersey agreed to a $2,700,000 settlement resolving claims that people admitted to its correctional facility on minor, non-indictable charges were strip searched without reasonable cause. Eligible claimants could recover up to $400 each. The claim-filing window closed in 2018.
Who qualifies: People strip searched at Burlington County Jail on minor charges, 2006-2013
Alliancemma
Alliance MMA, Inc. settled a securities class action for $1,550,000 over claims that its 2016 IPO documents contained material misstatements. The case covered investors who bought Alliance MMA common stock in the IPO or through shares traceable to the IPO registration statement between October 6, 2016 and April 12, 2017. The claims-filing deadline closed September 11, 2018, and the case is now complete.
Who qualifies: Investors who bought Alliance MMA stock around its 2016 IPO
Fortwashington
Friendly's restaurant operators settled a wage lawsuit brought by tipped servers who worked at the Fort Washington or Norristown, Pennsylvania locations between January 12, 2014 and January 15, 2017. The servers alleged they weren't properly notified about the tip credit applied to their wages. The company agreed to pay $121,836 to roughly 122 class members, and the claim filing window closed back in 2018.
Who qualifies: Tipped servers at two Pennsylvania Friendly's locations, 2014–2017
Kalobios
KaloBios Pharmaceuticals investors reached a securities settlement with defendant Martin Shkreli, resolving claims from shareholders who bought or acquired KaloBios stock between November 19, 2015 and December 16, 2015. The recovery totaled $3,000,000 in cash plus $254,722.73 in proceeds from stock sold under an earlier partial settlement. The claim filing window has closed.
Who qualifies: Investors who held KaloBios Pharmaceuticals stock in late 2015
Idreamsky
iDreamSky Technology Limited settled a securities class action for $4.15 million, resolving claims that investors were misled between August 2014 and March 2015. The settlement covered purchasers of iDreamSky American Depositary Shares during that period. The claim filing window closed March 20, 2018.
Who qualifies: Investors who bought iDreamSky ADS, 2014-2015
Aimsi Technologies, Inc., Reginald Hall, Harris Dempsey "Butch" Ballow, Everett Bassie, Winfried Fields and Bruce Charles Pollock
The SEC sued AIMSI Technologies insiders for securities violations and created a fund for investors who bought the stock in mid-2004 and lost money. The claim deadline has passed, but the case is documented here for reference.
Who qualifies: Retail or institutional investors who held AIMSI Technologies stock during the mid-2004…
Hortonworks
Hortonworks settled a securities fraud lawsuit alleging the company and certain officers and directors misled shareholders. The $1,100,000 settlement fund covered investors who bought or acquired Hortonworks stock between August 5, 2015 and January 15, 2016. The claim-filing window closed in 2017.
Who qualifies: Investors who bought Hortonworks stock, Aug 2015-Jan 2016
AgFeed Industries, Inc., Songyan Li, Junhong Xiong, Selina Jin, Shaobo Ouyang, K. Ivan Gothner and Edward Pazdro
AgFeed Industries and its executives were hit with an $18,000,000.00 disgorgement judgment over securities fraud. If you bought AgFeed common stock between March 14, 2008 and December 19, 2011 and lost money, you may have a claim against that fund.
Who qualifies: Anyone who bought AgFeed Industries shares during the class period and came out with a…
Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger
Investors who lost money on Brantley Capital Corp. stock between 2003 and 2005 were eligible to share in a $835,235.00 distribution ordered by a federal court. This was an SEC enforcement action — the money came from a judgment against former management, not a voluntary settlement.
Who qualifies: Former retail or institutional investors who held Brantley Capital Corp. stock and took a…
Seapinessettlement
Several Sea Pines-area real estate brokerages settled an antitrust class action over commissions charged on home sales in the local Multiple Listing Service area. The case covered anyone who purchased real estate brokerage services from the named defendants between January 14, 2006 and September 17, 2007. The claim filing window closed back in 2013.
Who qualifies: Home sellers who used Sea Pines-area brokerages, 2006–2007
Dvi Inc Fifth Settlement
DVI Inc faced a fifth settlement in an ongoing securities case, following four earlier DVI settlements. Anyone who had already filed a valid claim in one of the first four settlements was automatically eligible for this one without filing again. The claim filing window closed August 31, 2011.
Who qualifies: DVI investors who had already filed claims in earlier DVI settlements
Allaire Corporation
Allaire Corporation, the web-software maker later absorbed into Macromedia, was sued by investors who said the company misled them about its business, and the case ended in a $12,026,000 settlement, plus interest, for people who bought its stock. The class covered purchases made between December 7, 1999 and September 18, 2000. The claim-filing deadline passed in December 2003, and the case is closed.
Who qualifies: Investors who bought Allaire stock in late 1999 or 2000
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